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A Fancy Financial Adviser Title Does Not Ensure High Standards

Date: July 6, 2012

Author: Tara Siegel Bernard

QUOTE: Investors can’t be blamed for failing to recognize the differences between a glorified salesman pushing a particular fund and a true investment adviser who is required to act in your best interest, but there are many.

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Article MetaInformation:

Key People:

• Prof. Mercer E. Bullard
• Prof. Arthur Laby Esq.
• Prof. John C. Coffee Jr., Esq.

Key Organizations:

• JPMorgan Chase & Co.
• New York Times Company
• Securities and Exchange Commission (SEC)

Subject & Geographic Categories:

• Abstract Principles
  • Information
    • Truth / Honesty / Lying / Cheating
      • Hide/Mislead
        • Disclosure/Conflicts of Interest
          • Disclosure/Conflict of Interest (Individual)
          • Disclosure/Conflict of Interest (Organizational)
  • Responsibility
    • Credentials / Experts / Background

• Businesses & Organizations
  • Industry-Specific Issues
    • Securities (Wall Street)
  • Professional Relationships
    • Agents/Middlemen (Sales)

• Personal Finance & Career
  • Personal Finance
    • Personal Asset Management
      • Investing: General

• North America
  • United States of America/USA

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